| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CSC FUTURES (HK) LIMITED | RO | 就证券提供意见 | 2024-07-31 | 2025-05-26 |
| CSC SECURITIES (HK) LIMITED | RO | 就证券提供意见 | 2023-11-10 | 2025-05-26 |
| RO | 提供资产管理 | 2022-12-01 | 2025-05-26 | |
| Rep | 提供资产管理 | 2019-09-30 | 2022-12-01 | |
| RO | 证券交易 | 2018-10-08 | 2025-05-26 | |
| Rep | 证券交易 | 2018-04-26 | 2018-10-08 | |
| ORIENTAL PATRON SECURITIES LIMITED | Rep | 证券交易 | 2015-05-29 | 2018-04-06 |
| EMPEROR FUTURES LIMITED | Rep | 期货合约交易 | 2015-04-21 | 2015-05-23 |
| EMPEROR SECURITIES LIMITED (HK) | Rep | 证券交易 | 2015-04-21 | 2015-05-23 |