| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CITIC Securities Brokerage (HK) Limited | Rep | 就证券提供意见 | 2025-07-08 | - |
| Rep | 证券交易 | 2025-07-08 | - | |
| CITIC Securities Futures (HK) Limited | Rep | 期货合约交易 | 2025-06-23 | - |
| RO | 期货合约交易 | 2022-12-16 | 2025-06-23 | |
| CITIC Securities Brokerage (HK) Limited | RO | 就证券提供意见 | 2020-10-07 | 2025-07-08 |
| RO | 证券交易 | 2020-10-07 | 2025-07-08 | |
| Rep | 就证券提供意见 | 2020-01-13 | 2020-10-07 | |
| Rep | 证券交易 | 2020-01-13 | 2020-10-07 | |
| CITIC Securities Futures (HK) Limited | Rep | 期货合约交易 | 2020-01-13 | 2022-12-16 |
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