| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | RO | 就证券提供意见 | 2012-08-13 | 2015-08-13 |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED | RO | 期货合约交易 | 2012-06-28 | 2015-08-13 |
| Rep | 期货合约交易 | 2012-01-27 | 2012-06-28 | |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | RO | 证券交易 | 2012-01-17 | 2015-08-13 |
| Rep | 证券交易 | 2008-07-18 | 2012-01-17 |