| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Win Securities Limited | Rep | 证券交易 | 2022-08-31 | 2024-10-03 |
| Boom Securities (H.K.) Limited | Rep | 期货合约交易 | 2022-07-19 | - |
| Rep | 证券交易 | 2021-11-23 | - | |
| SINO-RICH SECURITIES & FUTURES LIMITED | Rep | 就期货合约提供意见 | 2015-04-22 | 2017-04-13 |
| Rep | 就证券提供意见 | 2015-04-22 | 2017-04-13 | |
| Rep | 期货合约交易 | 2015-04-22 | 2017-04-13 | |
| Rep | 证券交易 | 2015-04-22 | 2017-04-13 |