| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Pantheon Securities Limited | RO | 证券交易 | 2026-10-14 | - |
| HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | RO | 证券交易 | 2026-01-23 | 2026-05-31 |
| Rep | 证券交易 | 2025-11-25 | 2026-01-23 | |
| Rep | 期货合约交易 | 2025-11-25 | 2026-05-31 | |
| CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED | Rep | 证券交易 | 2021-12-22 | 2025-04-24 |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | RO | 证券交易 | 2018-10-29 | 2021-06-17 |
| Rep | 证券交易 | 2018-06-08 | 2018-10-29 | |
| UBS SECURITIES ASIA LIMITED | Rep | 期货合约交易 | 2015-05-18 | 2015-05-22 |
| Rep | 证券交易 | 2015-05-18 | 2015-05-22 | |
| Rep | 期货合约交易 | 2015-04-17 | 2015-05-15 | |
| Rep | 证券交易 | 2015-04-17 | 2015-05-15 |
已采集记录中暂无金管局登记。