| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| uSmart Securities Limited | Rep | 证券交易 | 2019-09-18 | 2022-07-12 |
| Hafoo Futures Limited | Rep | 就期货合约提供意见 | 2018-02-27 | 2019-07-24 |
| Rep | 期货合约交易 | 2018-02-27 | 2019-07-24 | |
| Hafoo Securities Limited | Rep | 证券交易 | 2015-11-25 | 2019-07-24 |
| Ark Securities (Hong Kong) Limited | Rep | 证券交易 | 2015-05-04 | 2015-11-14 |
| PROVIDENT FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2015-05-04 | 2015-11-14 |