| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 证券交易 | 2019-06-27 | 2022-06-02 |
| GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | 期货合约交易 | 2019-06-27 | 2022-06-02 |
| Merrill Lynch (Asia Pacific) Limited | Rep | 证券交易 | 2015-05-05 | 2018-10-31 |
| Merrill Lynch Far East Limited | Rep | 期货合约交易 | 2015-05-05 | 2018-10-31 |
| Rep | 证券交易 | 2015-05-05 | 2018-10-31 |