| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| EXCELLENT TIDE SECURITIES LIMITED | Rep | 就证券提供意见 | 2024-12-27 | - |
| Rep | 证券交易 | 2024-12-27 | - | |
| VALUABLE CAPITAL LIMITED | RO | 就证券提供意见 | 2023-12-20 | 2024-10-31 |
| RO | 证券交易 | 2023-12-20 | 2024-10-31 | |
| Rep | 就证券提供意见 | 2021-06-30 | 2023-12-20 | |
| Rep | 提供资产管理 | 2021-06-30 | 2024-10-31 | |
| Rep | 证券交易 | 2020-11-11 | 2023-12-20 | |
| AS CAPITAL LIMITED | Rep | 证券交易 | 2019-11-22 | 2020-10-31 |
| Guosen Securities (HK) Brokerage Company, Limited | Rep | 证券交易 | 2019-01-25 | 2019-11-13 |
| SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED | Rep | 期货合约交易 | 2017-08-24 | 2018-12-31 |
| Rep | 证券交易 | 2017-08-24 | 2018-12-31 | |
| CHINA MERCHANTS FUTURES (HK) CO., LIMITED | Rep | 期货合约交易 | 2015-05-15 | 2017-08-14 |
| CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | 证券交易 | 2015-05-15 | 2017-08-14 |
已采集记录中暂无金管局登记。