Personnel Hong Kong SFC License Details (ID 2422194)

Personnel Hong Kong SFC License Details (ID 2422194)

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没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

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机构	角色	受规管活动	开始日期	结束日期
UBS SECURITIES ASIA LIMITED	Rep	期货合约交易	2023-12-07	-
	Rep	证券交易	2023-12-07	-
UBS SECURITIES HONG KONG LIMITED	Rep	期货合约交易	2023-12-07	-
	Rep	证券交易	2023-12-07	-
Credit Suisse (Hong Kong) Limited	Rep	期货合约交易	2019-10-16	2023-12-03
	Rep	证券交易	2019-10-16	2023-12-03
Credit Suisse Securities (Hong Kong) Limited	Rep	证券交易	2019-10-16	2021-10-25
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED	Rep	证券交易	2018-06-07	2019-08-09
Credit Suisse (Hong Kong) Limited	Rep	期货合约交易	2015-05-18	2017-10-28
	Rep	证券交易	2015-05-18	2017-10-28
Credit Suisse Securities (Hong Kong) Limited	Rep	证券交易	2015-05-18	2017-10-28