| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | RO | 证券交易 | 2023-01-16 | - |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED | Rep | 期货合约交易 | 2021-05-20 | - |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | 就证券提供意见 | 2021-05-20 | - |
| Rep | 证券交易 | 2021-05-14 | 2023-01-16 | |
| Citigroup Global Markets Asia Limited | Rep | 证券交易 | 2018-08-15 | 2021-03-12 |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 证券交易 | 2015-05-20 | 2018-05-12 |