| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CATHAY SECURITIES (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2022-12-15 | 2023-06-02 |
| Rep | 证券交易 | 2022-12-15 | 2023-06-02 | |
| RBC INVESTMENT SERVICES (ASIA) LIMITED | Rep | 就期货合约提供意见 | 2020-02-18 | 2020-11-24 |
| Rep | 就证券提供意见 | 2020-02-18 | 2020-11-24 | |
| Rep | 期货合约交易 | 2020-02-18 | 2020-11-24 | |
| Rep | 证券交易 | 2020-02-18 | 2020-11-24 |