| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CMB International Securities Limited | Rep | 就证券提供意见 | 2023-03-10 | - |
| Rep | 证券交易 | 2023-03-10 | - | |
| CMB International Global Markets Limited | Rep | 就证券提供意见 | 2023-01-12 | - |
| Rep | 证券交易 | 2023-01-12 | - | |
| CEB International Capital Corporation Limited | Rep | 就证券提供意见 | 2022-02-16 | 2023-01-01 |
| Rep | 证券交易 | 2022-02-16 | 2023-01-01 | |
| SMBC NIKKO SECURITIES (HONG KONG) LIMITED | Rep | 就期货合约提供意见 | 2020-11-02 | 2022-01-03 |
| Rep | 期货合约交易 | 2020-11-02 | 2022-01-03 | |
| Rep | 就证券提供意见 | 2020-03-02 | 2022-01-03 | |
| Rep | 证券交易 | 2020-03-02 | 2022-01-03 |
已采集记录中暂无金管局登记。