| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| KGI ASIA LIMITED | Rep | 就证券提供意见 | 2025-06-05 | - |
| Rep | 证券交易 | 2025-06-05 | - | |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2025-06-05 | - |
| CMB INTERNATIONAL FUTURES LIMITED | Rep | 期货合约交易 | 2023-10-27 | 2025-02-19 |
| CMB International Securities Limited | Rep | 就证券提供意见 | 2023-10-27 | 2025-02-19 |
| Rep | 证券交易 | 2023-10-27 | 2025-02-19 | |
| CITIC Securities (Hong Kong) Limited | Rep | 就机构融资提供意见 | 2015-06-05 | 2018-05-09 |
| Rep | 就证券提供意见 | 2015-06-05 | 2018-05-09 | |
| CLSA LIMITED | Rep | 就证券提供意见 | 2015-06-05 | 2018-05-09 |
| Rep | 证券交易 | 2015-06-05 | 2018-05-09 |
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