| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Guosen Securities (HK) Brokerage Company, Limited | Rep | 就证券提供意见 | 2025-03-20 | 2025-08-31 |
| Rep | 证券交易 | 2025-03-20 | 2025-08-31 | |
| Rep | 就期货合约提供意见 | 2021-03-03 | 2025-08-31 | |
| Rep | 期货合约交易 | 2021-03-03 | 2025-08-31 | |
| RO | 就证券提供意见 | 2018-04-19 | 2025-03-20 | |
| RO | 证券交易 | 2018-04-19 | 2025-03-20 | |
| Rep | 就证券提供意见 | 2016-03-17 | 2018-04-19 | |
| Rep | 证券交易 | 2016-03-17 | 2018-04-19 | |
| Rep | 就证券提供意见 | 2015-06-05 | 2016-01-22 | |
| Rep | 证券交易 | 2015-06-05 | 2016-01-22 |