| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited | Rep | 提供自动化交易服务 | 2017-01-23 | 2020-10-30 |
| Rep | 期货合约交易 | 2017-01-23 | 2020-10-30 | |
| Rep | 证券交易 | 2017-01-23 | 2020-10-30 | |
| Merrill Lynch (Asia Pacific) Limited | Rep | 证券交易 | 2015-06-01 | 2016-03-08 |
| Merrill Lynch Far East Limited | Rep | 期货合约交易 | 2015-06-01 | 2016-03-08 |
| Rep | 证券交易 | 2015-06-01 | 2016-03-08 |