| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Hash Blockchain Limited | RO | 提供自动化交易服务 | 2023-05-05 | 2023-08-24 |
| RO | 证券交易 | 2023-05-05 | 2023-08-24 | |
| State Street Securities Hong Kong Limited | RO | 证券交易 | 2018-03-02 | 2021-12-28 |
| Rep | 证券交易 | 2016-07-28 | 2018-03-02 | |
| Saxo Capital Markets HK Limited | Rep | 期货合约交易 | 2015-05-22 | 2015-08-14 |
| Rep | 证券交易 | 2015-05-22 | 2015-08-14 | |
| Rep | 杠杆式外汇交易 | 2015-05-22 | 2015-08-14 |