| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Evercore Asia Limited | Rep | 就机构融资提供意见 | 2019-03-22 | 2020-03-27 |
| Rep | 就证券提供意见 | 2019-01-14 | 2020-03-27 | |
| Rep | 证券交易 | 2019-01-14 | 2020-03-27 | |
| ASIA CLIMATE PARTNERS HONG KONG LIMITED | Rep | 就证券提供意见 | 2016-06-30 | 2018-12-14 |
| Rep | 证券交易 | 2016-06-30 | 2018-12-14 | |
| Robeco Hong Kong Limited | Rep | 就证券提供意见 | 2016-02-17 | 2016-06-29 |
| Rep | 提供资产管理 | 2016-02-17 | 2016-06-29 | |
| RED CAPITAL GROUP LIMITED | Rep | 就机构融资提供意见 | 2015-06-11 | 2016-01-22 |
| Rep | 就证券提供意见 | 2015-06-11 | 2016-01-22 |