| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Zircon Securities (HK) Limited | Rep | 就证券提供意见 | 2025-08-19 | - |
| Rep | 提供资产管理 | 2025-08-19 | - | |
| Rep | 期货合约交易 | 2025-08-19 | - | |
| Rep | 证券交易 | 2025-08-19 | - | |
| Asia Pacific Asset Management Limited | Rep | 提供资产管理 | 2025-04-22 | 2025-04-30 |
| Asia Pacific Financial Capital Limited | Rep | 就机构融资提供意见 | 2025-04-22 | 2025-04-30 |
| Asia Pacific Securities Limited | Rep | 就证券提供意见 | 2025-04-22 | 2025-04-30 |
| Rep | 期货合约交易 | 2025-04-22 | 2025-04-30 | |
| Rep | 证券交易 | 2025-04-22 | 2025-04-30 | |
| Lion Global Financial Limited | Rep | 就证券提供意见 | 2024-08-22 | 2025-03-05 |
| Rep | 提供资产管理 | 2024-08-22 | 2025-03-05 | |
| Rep | 证券交易 | 2024-08-22 | 2025-03-05 | |
| Mont Avenir Capital Limited | RO | 证券交易 | 2020-03-04 | 2022-08-31 |
| H&Y SECURITIES COMPANY LIMITED | Rep | 证券交易 | 2019-09-10 | 2019-12-31 |
| iTrade Securities Investment Limited | Rep | 证券交易 | 2018-04-27 | 2019-07-01 |
| Future Growth Asset Management Limited | Rep | 就证券提供意见 | 2017-11-13 | 2018-03-29 |
| Rep | 提供资产管理 | 2017-11-13 | 2018-03-29 | |
| Future Growth Financial Services Limited | Rep | 杠杆式外汇交易 | 2017-09-11 | 2018-03-29 |
| Rep | 期货合约交易 | 2017-06-21 | 2018-03-29 | |
| Rep | 证券交易 | 2017-06-21 | 2018-03-29 | |
| HONOR SECURITIES (HK) LIMITED | Rep | 证券交易 | 2016-10-06 | 2017-06-06 |
| I-ACCESS INVESTORS LIMITED | Rep | 期货合约交易 | 2015-06-16 | 2016-08-31 |
| Rep | 证券交易 | 2015-06-16 | 2016-08-31 |
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