| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| BOCOM International (Asia) Limited | RO | 就机构融资提供意见 | 2026-08-27 | - |
| RO | 证券交易 | 2026-08-27 | - | |
| BOCOM International Securities Limited | RO | 就证券提供意见 | 2026-08-27 | - |
| RO | 证券交易 | 2026-08-27 | - | |
| BOCOM International (Asia) Limited | Rep | 就机构融资提供意见 | 2026-03-10 | 2026-08-27 |
| Rep | 证券交易 | 2026-03-10 | 2026-08-27 | |
| BOCOM International Securities Limited | Rep | 就证券提供意见 | 2026-03-10 | 2026-08-27 |
| Rep | 证券交易 | 2026-03-10 | 2026-08-27 | |
| HAITONG INTERNATIONAL CAPITAL LIMITED | Rep | 就机构融资提供意见 | 2022-02-15 | 2024-12-30 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 就证券提供意见 | 2020-03-17 | 2024-12-30 |
| Rep | 证券交易 | 2020-03-17 | 2024-12-30 |
已采集记录中暂无金管局登记。