| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 证券交易 | 2022-11-01 | - |
| GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | 期货合约交易 | 2022-11-01 | - |
| Merrill Lynch (Asia Pacific) Limited | Rep | 证券交易 | 2015-06-29 | 2016-03-08 |
| Merrill Lynch Far East Limited | Rep | 期货合约交易 | 2015-06-29 | 2016-03-08 |