| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CNCB (Hong Kong) Capital Limited | Rep | 证券交易 | 2020-10-14 | - |
| Rep | 提供资产管理 | 2020-10-14 | 2023-11-06 | |
| Rep | 就证券提供意见 | 2020-09-18 | - | |
| CMB International Securities Limited | Rep | 就证券提供意见 | 2017-05-15 | 2020-06-24 |
| Rep | 证券交易 | 2016-05-11 | 2017-06-12 | |
| GUODU FUTURES (HONG KONG) LIMITED | Rep | 就期货合约提供意见 | 2015-10-29 | 2016-04-29 |
| Rep | 期货合约交易 | 2015-10-29 | 2016-04-29 | |
| GUODU SECURITIES (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2015-06-30 | 2016-04-29 |
| Rep | 证券交易 | 2015-06-30 | 2016-04-29 |