| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Capstone Capital Management Limited | RO | 就证券提供意见 | 2023-10-31 | - |
| RO | 提供资产管理 | 2023-10-31 | - | |
| Carnegie Hill Capital Partners Limited | RO | 就证券提供意见 | 2021-03-18 | 2023-09-29 |
| RO | 提供资产管理 | 2021-03-18 | 2023-09-29 | |
| RO | 证券交易 | 2021-03-18 | 2023-09-29 | |
| SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED | Rep | 提供资产管理 | 2017-06-08 | 2020-12-28 |
| SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | 就证券提供意见 | 2017-06-08 | 2020-12-28 |
| Rep | 证券交易 | 2017-06-08 | 2020-12-28 | |
| Beevest Fortune Asset Management Limited | Rep | 就证券提供意见 | 2015-07-27 | 2016-02-05 |
| Rep | 提供资产管理 | 2015-07-02 | 2016-02-05 |