| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | 期货合约交易 | 2021-04-12 | - |
| Rep | 就证券提供意见 | 2021-03-19 | - | |
| Rep | 证券交易 | 2021-03-19 | - | |
| First Prosperous Capital Company Limited | Rep | 就机构融资提供意见 | 2020-10-28 | 2021-02-28 |
| Rep | 证券交易 | 2020-10-28 | 2021-02-28 | |
| First Prosperous Asset Management Company Limited | Rep | 就证券提供意见 | 2020-04-16 | 2021-02-28 |
| Rep | 提供资产管理 | 2020-04-16 | 2021-02-28 |
已采集记录中暂无金管局登记。