| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | RO | 就证券提供意见 | 2026-09-10 | - |
| RO | 证券交易 | 2026-09-10 | - | |
| Rep | 就证券提供意见 | 2026-08-07 | 2026-09-10 | |
| Rep | 证券交易 | 2026-08-07 | 2026-09-10 | |
| Esperanza Fintech (Securities) Limited | RO | 就证券提供意见 | 2025-11-04 | 2026-05-11 |
| RO | 提供资产管理 | 2025-11-04 | 2026-05-11 | |
| Rep | 就证券提供意见 | 2025-09-30 | 2025-11-04 | |
| Rep | 提供资产管理 | 2025-09-30 | 2025-11-04 | |
| Futu Securities International (HONG KONG) Limited | Rep | 期货合约交易 | 2025-01-02 | 2025-06-20 |
| Rep | 就证券提供意见 | 2022-10-03 | 2025-06-20 | |
| Rep | 提供资产管理 | 2022-10-03 | 2025-06-20 | |
| Rep | 证券交易 | 2022-10-03 | 2025-06-20 | |
| CHINA DEMETER SECURITIES LIMITED | Rep | 就证券提供意见 | 2022-06-30 | 2022-08-31 |
| Rep | 提供资产管理 | 2022-06-30 | 2022-08-31 | |
| Rep | 证券交易 | 2022-06-30 | 2022-08-31 | |
| KuCoin Commodity Futures Limited | Rep | 期货合约交易 | 2021-06-22 | 2022-01-19 |
| KuCoin Asset Management Limited | Rep | 提供资产管理 | 2021-02-22 | 2022-01-19 |
| KuCoin HK Limited | Rep | 证券交易 | 2021-02-22 | 2022-01-19 |
| Rep | 就证券提供意见 | 2020-12-29 | 2022-01-19 | |
| Conrad Investment Services Limited | Rep | 就证券提供意见 | 2019-04-16 | 2020-05-13 |
| M&F ASSET MANAGEMENT LIMITED | Rep | 就证券提供意见 | 2018-10-24 | 2019-04-04 |
| Rep | 提供资产管理 | 2018-10-24 | 2019-04-04 | |
| Rep | 证券交易 | 2018-10-11 | 2019-04-04 | |
| Eddid Securities and Futures Limited | Rep | 证券交易 | 2017-04-10 | 2018-09-17 |
| CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | 证券交易 | 2016-12-05 | 2017-03-24 |
| China Hong Kong Capital Asset Management Company Limited | Rep | 提供资产管理 | 2016-06-20 | 2016-11-28 |
| Rep | 证券交易 | 2016-06-20 | 2016-11-28 | |
| CHINA CIFCO SECURITIES CO., LIMITED | Rep | 证券交易 | 2015-07-10 | 2015-08-28 |
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