| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | 期货合约交易 | 2021-05-17 | - |
| SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | 证券交易 | 2021-05-17 | - |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | 期货合约交易 | 2018-03-20 | 2021-04-16 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 证券交易 | 2018-03-20 | 2021-04-16 |
| GUOYUAN FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2015-07-13 | 2018-02-20 |
| GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED | Rep | 证券交易 | 2015-07-13 | 2018-02-20 |