| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Solomon JFZ (Asia) Holdings Limited | RO | 就证券提供意见 | 2026-01-08 | - |
| RO | 提供资产管理 | 2026-01-08 | - | |
| RO | 证券交易 | 2026-01-08 | - | |
| China Asset Management (Hong Kong) Limited | RO | 就证券提供意见 | 2025-01-22 | 2025-07-02 |
| RO | 提供资产管理 | 2025-01-22 | 2025-07-02 | |
| RO | 证券交易 | 2025-01-22 | 2025-07-02 | |
| Rep | 就证券提供意见 | 2024-04-16 | 2025-01-22 | |
| Rep | 提供资产管理 | 2024-04-16 | 2025-01-22 | |
| Rep | 证券交易 | 2024-04-16 | 2025-01-22 | |
| Holly International Financial Holdings Limited | Rep | 期货合约交易 | 2023-07-06 | 2024-03-29 |
| Rep | 证券交易 | 2023-07-06 | 2024-03-29 | |
| Holly International Asset Management Company Limited | Rep | 就证券提供意见 | 2023-01-27 | 2024-03-29 |
| Rep | 提供资产管理 | 2023-01-27 | 2024-03-29 | |
| Dongxing Securities (Hong Kong) Asset Management Company Limited | Rep | 提供资产管理 | 2020-07-14 | 2022-10-13 |
| Rep | 就证券提供意见 | 2020-06-12 | 2022-10-13 | |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 就证券提供意见 | 2018-04-03 | 2020-03-03 |
| GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | 期货合约交易 | 2016-10-11 | 2020-03-03 |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 证券交易 | 2015-07-14 | 2020-03-03 |
| GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | 期货合约交易 | 2015-07-14 | 2016-10-10 |
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