Wells, Alan Frank
证监会中央编号:BFW348
| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | 就期货合约提供意见 | 2022-08-29 | - |
| Rep | 期货合约交易 | 2022-08-29 | - | |
| Credit Suisse (Hong Kong) Limited | Rep | 期货合约交易 | 2017-12-05 | 2022-06-02 |
| Rep | 证券交易 | 2017-12-05 | 2022-06-02 | |
| Credit Suisse Securities (Hong Kong) Limited | Rep | 提供自动化交易服务 | 2017-12-05 | 2022-06-02 |
| Rep | 证券交易 | 2017-12-05 | 2022-06-02 | |
| Ord Minnett Hong Kong Limited | Rep | 就证券提供意见 | 2016-06-14 | 2017-08-16 |
| Rep | 证券交易 | 2016-06-14 | 2017-08-16 | |
| CLSA LIMITED | Rep | 就证券提供意见 | 2015-07-15 | 2016-01-06 |
已采集记录中暂无金管局登记。