| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | 就期货合约提供意见 | 2026-08-21 | - |
| Rep | 期货合约交易 | 2026-08-21 | - | |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 就证券提供意见 | 2024-09-02 | - |
| Rep | 证券交易 | 2024-09-02 | - | |
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2023-08-18 | 2024-08-21 |
| Rep | 证券交易 | 2023-08-18 | 2024-08-21 | |
| PING AN SECURITIES (HONG KONG) COMPANY LIMITED | Rep | 就证券提供意见 | 2023-05-16 | 2023-08-04 |
| Rep | 证券交易 | 2023-05-16 | 2023-08-04 | |
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2020-05-04 | 2022-10-31 |
| Rep | 证券交易 | 2020-05-04 | 2022-10-31 |