| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| HSBC BROKING SECURITIES (ASIA) LIMITED | RO | 就证券提供意见 | 2022-10-05 | 2023-04-14 |
| RO | 证券交易 | 2022-10-05 | 2023-04-14 | |
| HSBC BROKING FOREX (ASIA) LIMITED | Rep | 杠杆式外汇交易 | 2022-06-24 | 2023-04-14 |
| HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | 就证券提供意见 | 2022-06-24 | 2022-10-05 |
| HSBC BROKING FUTURES (ASIA) LIMITED | Rep | 期货合约交易 | 2022-05-23 | 2023-04-14 |
| HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | 证券交易 | 2022-05-23 | 2022-10-05 |
| CES Commodities (HK) Limited | Rep | 期货合约交易 | 2020-05-06 | 2022-04-13 |
| Everbright Securities Investment Services (HK) Limited | Rep | 证券交易 | 2020-05-06 | 2022-04-13 |