| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Guotai Junan FX Limited | Rep | 杠杆式外汇交易 | 2021-09-07 | - |
| GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | 就期货合约提供意见 | 2020-08-21 | - |
| Rep | 期货合约交易 | 2020-08-04 | - | |
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2020-08-04 | - |
| Rep | 证券交易 | 2020-08-04 | - | |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 就证券提供意见 | 2019-10-16 | 2020-07-06 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | 期货合约交易 | 2017-08-28 | 2020-07-06 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 证券交易 | 2017-08-28 | 2020-07-06 |
| BOCI SECURITIES LIMITED | Rep | 期货合约交易 | 2015-07-22 | 2017-08-02 |
| Rep | 证券交易 | 2015-07-22 | 2017-08-02 |
已采集记录中暂无金管局登记。