| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CITIC Securities Brokerage (HK) Limited | Rep | 就证券提供意见 | 2025-07-07 | - |
| Rep | 证券交易 | 2025-07-07 | - | |
| CITIC Securities Futures (HK) Limited | Rep | 期货合约交易 | 2025-07-07 | - |
| XinKong International Capital Limited | RO | 证券交易 | 2024-08-22 | 2025-06-01 |
| XinKong International Securities Limited | RO | 证券交易 | 2024-08-22 | 2025-06-01 |
| XinKong International Asset Management Limited | Rep | 提供资产管理 | 2024-08-21 | 2025-06-01 |
| XinKong International Capital Limited | Rep | 就机构融资提供意见 | 2023-06-12 | 2024-07-12 |
| Rep | 证券交易 | 2023-06-12 | 2024-08-22 | |
| XinKong International Asset Management Limited | Rep | 提供资产管理 | 2022-05-31 | 2023-06-12 |
| XinKong International Securities Limited | Rep | 期货合约交易 | 2020-05-07 | 2022-05-31 |
| Rep | 就证券提供意见 | 2020-05-07 | 2023-06-12 | |
| Rep | 证券交易 | 2020-05-07 | 2024-08-22 |
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