| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| BlackRock Asset Management North Asia Limited | Rep | 就证券提供意见 | 2018-10-24 | - |
| Rep | 证券交易 | 2018-09-26 | - | |
| GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | 期货合约交易 | 2016-10-11 | 2018-08-10 |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 证券交易 | 2015-07-27 | 2018-08-10 |
| GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | 期货合约交易 | 2015-07-27 | 2016-10-10 |
已采集记录中暂无金管局登记。