| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| HAITONG INTERNATIONAL CAPITAL LIMITED | Rep | 就机构融资提供意见 | 2019-02-20 | 2026-06-26 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 就证券提供意见 | 2019-02-20 | 2026-06-26 |
| Rep | 证券交易 | 2019-02-20 | 2026-06-26 | |
| HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | 就机构融资提供意见 | 2018-12-18 | 2019-01-18 |
| Rep | 就证券提供意见 | 2018-12-18 | 2019-01-18 | |
| Rep | 证券交易 | 2018-12-18 | 2019-01-18 | |
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2015-07-27 | 2018-10-31 |
| Rep | 证券交易 | 2015-07-27 | 2018-10-31 |