| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Moody's Investors Service Hong Kong Limited | Rep | 提供信贷评级服务 | 2022-11-21 | - |
| CITIC Securities (Hong Kong) Limited | Rep | 就机构融资提供意见 | 2020-03-30 | 2022-08-19 |
| Rep | 就证券提供意见 | 2020-03-30 | 2022-08-19 | |
| CLSA LIMITED | Rep | 证券交易 | 2020-03-30 | 2022-08-19 |
| CCB INTERNATIONAL CAPITAL LIMITED | Rep | 就机构融资提供意见 | 2017-05-17 | 2020-02-11 |
| Rep | 就证券提供意见 | 2017-05-17 | 2020-02-11 | |
| Rep | 证券交易 | 2017-05-17 | 2020-02-11 | |
| S&P GLOBAL RATINGS HONG KONG LIMITED | Rep | 提供信贷评级服务 | 2015-07-27 | 2017-04-07 |