| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Emperor Asset Management Limited | Rep | 就证券提供意见 | 2026-01-15 | - |
| Rep | 提供资产管理 | 2026-01-15 | - | |
| EMPEROR FUTURES LIMITED | Rep | 就期货合约提供意见 | 2025-12-08 | - |
| Rep | 期货合约交易 | 2025-12-08 | - | |
| EMPEROR SECURITIES LIMITED (HK) | Rep | 就证券提供意见 | 2025-12-08 | - |
| Rep | 证券交易 | 2025-12-08 | - | |
| Emperor Wealth Management Limited | Rep | 就证券提供意见 | 2025-12-08 | - |
| Rep | 证券交易 | 2025-12-08 | - | |
| Credit Suisse (Hong Kong) Limited | Rep | 期货合约交易 | 2020-12-07 | 2022-05-31 |
| Rep | 证券交易 | 2020-12-07 | 2022-05-31 | |
| Merrill Lynch (Asia Pacific) Limited | Rep | 证券交易 | 2015-07-29 | 2016-01-22 |
| Merrill Lynch Far East Limited | Rep | 期货合约交易 | 2015-07-29 | 2016-01-22 |