| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Righteous Capital Limited | Rep | 就证券提供意见 | 2026-03-05 | - |
| Rep | 提供资产管理 | 2026-03-05 | - | |
| Rep | 证券交易 | 2026-03-05 | - | |
| Gao Zheng Asset Management Limited | RO | 提供资产管理 | 2018-10-16 | 2025-04-07 |
| Rep | 提供资产管理 | 2018-05-14 | 2018-10-16 | |
| UBS SECURITIES HONG KONG LIMITED | Rep | 期货合约交易 | 2016-12-19 | 2017-11-25 |
| Rep | 证券交易 | 2016-12-19 | 2017-11-25 | |
| UBS DERIVATIVES HONG KONG LIMITED | Rep | 期货合约交易 | 2015-08-03 | 2016-12-18 |
| UBS SECURITIES ASIA LIMITED | Rep | 期货合约交易 | 2015-08-03 | 2017-11-25 |
| Rep | 证券交易 | 2015-08-03 | 2017-11-25 | |
| UBS SECURITIES HONG KONG LIMITED | Rep | 证券交易 | 2015-08-03 | 2016-12-18 |