| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Huaan Securities (Hong Kong) Corporate Finance Limited | RO | 就机构融资提供意见 | 2025-09-19 | - |
| Huaan Securities (Hong Kong) Asset Management Limited | RO | 就证券提供意见 | 2022-12-05 | - |
| RO | 提供资产管理 | 2022-12-05 | - | |
| Huaan Securities (Hong Kong) Brokerage Limited | RO | 就证券提供意见 | 2021-11-17 | - |
| RO | 证券交易 | 2021-11-17 | - | |
| Huaan Securities (Hong Kong) Futures Limited | RO | 就期货合约提供意见 | 2021-11-17 | - |
| RO | 期货合约交易 | 2021-11-17 | - | |
| SDIC SECURITIES ASSET MANAGEMENT (HONG KONG) LIMITED | RO | 就证券提供意见 | 2015-08-10 | 2020-09-30 |
| RO | 提供资产管理 | 2015-08-10 | 2020-09-30 |