| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Innovest Securities Investment Limited | Rep | 证券交易 | 2022-03-16 | 2022-07-01 |
| BaoQiao Partners Capital Limited | Rep | 证券交易 | 2020-10-22 | 2021-07-30 |
| Arta Global Futures Limited | Rep | 期货合约交易 | 2017-10-31 | 2020-10-04 |
| ARTA GLOBAL MARKETS LIMITED | Rep | 证券交易 | 2017-10-31 | 2020-10-04 |
| RHB FUTURES HONG KONG LIMITED | Rep | 期货合约交易 | 2015-08-10 | 2017-10-20 |
| RHB SECURITIES HONG KONG LIMITED | Rep | 就证券提供意见 | 2015-08-10 | 2017-10-20 |
| Rep | 证券交易 | 2015-08-10 | 2017-10-20 |