| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CHINA MERCHANTS FUTURES (HK) CO., LIMITED | Rep | 期货合约交易 | 2021-07-21 | - |
| CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | 就证券提供意见 | 2021-07-21 | - |
| Rep | 证券交易 | 2021-06-21 | - | |
| Phoenician Securities Limited | RO | 证券交易 | 2021-05-25 | 2021-06-11 |
| Saxo Capital Markets HK Limited | Rep | 期货合约交易 | 2018-12-03 | 2020-02-11 |
| Rep | 证券交易 | 2018-12-03 | 2020-02-11 | |
| Rep | 杠杆式外汇交易 | 2018-12-03 | 2020-02-11 | |
| SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | 证券交易 | 2015-08-11 | 2018-11-02 |