| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | 就期货合约提供意见 | 2019-06-10 | - |
| Rep | 期货合约交易 | 2019-06-10 | - | |
| GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | 期货合约交易 | 2016-10-11 | 2019-03-19 |
| Rep | 证券交易 | 2016-10-11 | 2019-03-19 | |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 证券交易 | 2015-08-12 | 2019-03-19 |
| GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | 证券交易 | 2015-08-12 | 2016-10-10 |
| GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | 期货合约交易 | 2015-08-12 | 2016-10-10 |