| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Solomon JFZ (Asia) Holdings Limited | Rep | 证券交易 | 2020-01-16 | - |
| TP ICAP MARKETS (HONG KONG) LIMITED | Rep | 证券交易 | 2018-10-01 | 2019-05-31 |
| Rep | 证券交易 | 2018-05-21 | 2018-09-30 | |
| KGI ASIA LIMITED | Rep | 就证券提供意见 | 2017-10-03 | 2018-04-12 |
| Rep | 证券交易 | 2017-10-03 | 2018-04-12 | |
| Rep | 就证券提供意见 | 2016-11-21 | 2017-10-02 | |
| Rep | 证券交易 | 2016-11-21 | 2017-10-02 | |
| KGI WEALTH MANAGEMENT LIMITED | Rep | 就证券提供意见 | 2016-11-21 | 2017-10-02 |
| Rep | 证券交易 | 2016-11-21 | 2017-10-02 | |
| OKASAN INTERNATIONAL (ASIA) LIMITED | Rep | 证券交易 | 2015-08-13 | 2016-08-27 |
已采集记录中暂无金管局登记。