| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | 就期货合约提供意见 | 2023-08-21 | - |
| Rep | 就证券提供意见 | 2023-08-21 | - | |
| Rep | 期货合约交易 | 2023-08-21 | - | |
| Rep | 证券交易 | 2023-08-21 | - | |
| SG SECURITIES (HK) LIMITED | Rep | 期货合约交易 | 2022-11-01 | 2023-06-02 |
| Rep | 证券交易 | 2022-11-01 | 2023-06-02 | |
| BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | 期货合约交易 | 2019-07-02 | 2022-07-25 |
| Rep | 证券交易 | 2019-07-02 | 2022-07-25 | |
| HSBC SECURITIES BROKERS (ASIA) LIMITED | Rep | 证券交易 | 2015-08-18 | 2019-03-26 |