| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| MIB SECURITIES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2025-03-10 | - |
| MIB FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2023-10-18 | 2025-05-15 |
| MIB SECURITIES (HONG KONG) LIMITED | Rep | 证券交易 | 2023-10-18 | - |
| SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | 期货合约交易 | 2022-11-09 | 2023-10-06 |
| SHENWAN HONGYUAN RESEARCH (H.K.) LIMITED | Rep | 就期货合约提供意见 | 2022-11-09 | 2023-05-15 |
| Rep | 就证券提供意见 | 2022-09-30 | 2023-05-15 | |
| SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | 证券交易 | 2022-09-30 | 2023-10-06 |
| Futu Securities International (HONG KONG) Limited | Rep | 就证券提供意见 | 2022-07-04 | 2022-09-13 |
| Rep | 证券交易 | 2022-07-04 | 2022-09-13 | |
| CITIC Securities Brokerage (HK) Limited | Rep | 就证券提供意见 | 2017-11-24 | 2022-06-09 |
| Rep | 证券交易 | 2017-08-18 | 2022-06-09 | |
| CITIC Securities Futures (HK) Limited | Rep | 期货合约交易 | 2017-08-18 | 2022-06-09 |
| China Securities (International) Brokerage Company Limited | Rep | 期货合约交易 | 2015-08-20 | 2017-08-03 |
| Rep | 证券交易 | 2015-08-20 | 2017-08-03 |
已采集记录中暂无金管局登记。