| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2024-02-21 | - |
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2023-10-04 | - |
| Rep | 证券交易 | 2023-10-04 | - | |
| SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED | Rep | 就机构融资提供意见 | 2019-08-01 | 2023-06-14 |
| Rep | 就证券提供意见 | 2019-08-01 | 2023-06-14 | |
| Rep | 证券交易 | 2019-08-01 | 2023-06-14 | |
| Ping An of China Capital (Hong Kong) Company Limited | Rep | 就机构融资提供意见 | 2018-05-23 | 2019-06-27 |
| Rep | 就机构融资提供意见 | 2017-10-23 | 2018-01-25 | |
| Ping An Securities (Hong Kong) Holdings Company Limited | Rep | 证券交易 | 2017-10-23 | 2019-06-27 |
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2015-08-20 | 2017-04-18 |
已采集记录中暂无金管局登记。