| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| BGC SECURITIES (HONG KONG) LLC | Rep | 证券交易 | 2026-03-20 | 2026-08-14 |
| GFI (HK) SECURITIES L.L.C. | Rep | 提供自动化交易服务 | 2025-06-10 | 2026-08-14 |
| Rep | 证券交易 | 2025-06-10 | 2026-08-14 | |
| T.F.S. Derivatives HK Limited | Rep | 期货合约交易 | 2019-02-01 | 2024-12-09 |
| Rep | 证券交易 | 2019-02-01 | 2024-12-09 | |
| TULLETT PREBON (HONG KONG) LIMITED | Rep | 提供自动化交易服务 | 2015-08-20 | 2018-11-12 |
| Rep | 期货合约交易 | 2015-08-20 | 2018-11-12 | |
| Rep | 证券交易 | 2015-08-20 | 2018-11-12 |