| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| BlackRock Asset Management North Asia Limited | RO | 证券交易 | 2025-06-05 | - |
| Rep | 证券交易 | 2021-08-20 | 2025-06-05 | |
| SG SECURITIES (HK) LIMITED | Rep | 提供自动化交易服务 | 2019-10-28 | 2020-05-13 |
| Rep | 期货合约交易 | 2019-10-09 | 2021-04-16 | |
| Rep | 证券交易 | 2019-10-09 | 2021-04-16 | |
| UBS SECURITIES HONG KONG LIMITED | Rep | 期货合约交易 | 2016-12-19 | 2019-08-03 |
| Rep | 证券交易 | 2016-12-19 | 2019-08-03 | |
| UBS DERIVATIVES HONG KONG LIMITED | Rep | 期货合约交易 | 2015-08-24 | 2016-12-18 |
| UBS SECURITIES ASIA LIMITED | Rep | 期货合约交易 | 2015-08-24 | 2019-08-03 |
| Rep | 证券交易 | 2015-08-24 | 2019-08-03 | |
| UBS SECURITIES HONG KONG LIMITED | Rep | 证券交易 | 2015-08-24 | 2016-12-18 |
| UBS SECURITIES ASIA LIMITED | Rep | 期货合约交易 | 2015-04-17 | 2015-04-24 |
| Rep | 证券交易 | 2015-04-17 | 2015-04-24 |
已采集记录中暂无金管局登记。