| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED | Rep | 就证券提供意见 | 2018-08-16 | 2019-07-03 |
| Rep | 证券交易 | 2018-08-16 | 2019-07-03 | |
| KGI ASIA LIMITED | Rep | 就证券提供意见 | 2015-08-25 | 2017-01-23 |
| Rep | 证券交易 | 2015-08-25 | 2017-01-23 | |
| KGI WEALTH MANAGEMENT LIMITED | Rep | 就证券提供意见 | 2015-08-25 | 2017-01-23 |
| Rep | 证券交易 | 2015-08-25 | 2017-01-23 |