| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Going International Asset Management Limited | RO | 提供资产管理 | 2026-08-31 | - |
| Jone Portman Limited | RO | 证券交易 | 2023-07-18 | 2024-06-05 |
| RO | 就证券提供意见 | 2023-07-18 | 2026-03-17 | |
| RO | 提供资产管理 | 2023-07-18 | 2026-03-17 | |
| RO | 期货合约交易 | 2023-04-19 | 2024-06-05 | |
| RO | 就期货合约提供意见 | 2023-04-19 | 2026-03-17 | |
| KGI ASIA LIMITED | Rep | 就证券提供意见 | 2019-11-05 | 2022-06-30 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 就期货合约提供意见 | 2019-11-05 | 2022-06-30 |
| KGI ASIA LIMITED | Rep | 证券交易 | 2019-08-21 | 2022-06-30 |
| KGI Asset Management Limited | Rep | 提供资产管理 | 2019-08-21 | 2022-06-30 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2019-08-21 | 2022-06-30 |
| Everbright Securities Investment Services (HK) Limited | Rep | 就证券提供意见 | 2018-09-10 | 2019-06-30 |
| CES Commodities (HK) Limited | Rep | 期货合约交易 | 2015-11-09 | 2019-06-30 |
| Everbright Securities Investment Services (HK) Limited | Rep | 证券交易 | 2015-08-25 | 2019-06-30 |
已采集记录中暂无金管局登记。