| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Jefferies Hong Kong Limited | Rep | 就机构融资提供意见 | 2019-05-06 | - |
| Rep | 就证券提供意见 | 2019-05-06 | - | |
| Rep | 证券交易 | 2019-05-06 | - | |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 就机构融资提供意见 | 2016-11-28 | 2019-04-02 |
| Rep | 就证券提供意见 | 2016-11-28 | 2019-04-02 | |
| Rep | 证券交易 | 2016-11-28 | 2019-04-02 | |
| China Securities (International) Brokerage Company Limited | Rep | 证券交易 | 2015-08-27 | 2016-11-14 |
| China Securities (International) Corporate Finance Company Limited | Rep | 就机构融资提供意见 | 2015-08-27 | 2016-11-14 |
| Rep | 证券交易 | 2015-08-27 | 2016-11-14 |