| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| BOCI SECURITIES LIMITED | Rep | 就证券提供意见 | 2022-10-14 | - |
| Rep | 就期货合约提供意见 | 2022-10-14 | 2025-11-12 | |
| Rep | 证券交易 | 2020-05-12 | - | |
| Rep | 期货合约交易 | 2020-05-12 | 2025-11-12 | |
| FIRST SHANGHAI FUTURES LIMITED | Rep | 期货合约交易 | 2018-11-13 | 2020-04-03 |
| FIRST SHANGHAI SECURITIES LIMITED | Rep | 证券交易 | 2018-11-13 | 2020-04-03 |
| Future Securities Limited (HK) | Rep | 期货合约交易 | 2017-12-18 | 2018-11-02 |
| Rep | 证券交易 | 2017-12-18 | 2018-11-02 | |
| HUAJIN FUTURES (INTERNATIONAL) LIMITED | Rep | 期货合约交易 | 2015-12-23 | 2017-06-15 |
| HUAJIN SECURITIES (INTERNATIONAL) LIMITED | Rep | 证券交易 | 2015-12-23 | 2017-06-15 |
| Nerico Brothers Limited (HK) | Rep | 证券交易 | 2015-08-27 | 2015-12-09 |
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